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Research Due Diligence Overlooked In MiFID II Planning

04/19/2017
The following is a guest article from Robin Hodgkins, President of Castine LLC, a provider of commission management software and research procurement solutions. With all consternation created by MiFID II’s research ...
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Optimistic 2017 Bank and IRP Research Staffing Plans

04/17/2017
Consistent with the optimistic revenue expectations we picked up in our proprietary 2016/2017 Research Pricing Study, close to 40% of all investment banks and independent research firms we surveyed expect ...
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Integrity Research Releases Research Pricing Study Benchmarking Research Fees

04/09/2017
Global survey of investment banks and independent research firms helps asset managers prepare for new regulations unbundling research payments from trading March 9, 2016 Darien CT –Integrity Research Associates LLC ...

Policy Firm Medley Global Dogged By Fed Scandal

04/05/2017
Policy research firm Medley Global Advisors continues to struggle with a festering US Federal Reserve scandal centering on an alleged 2012 leak.  Probes will likely persist despite the recent resignation ...
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The Mechanics of Funding an RPA Using the Accounting Method

04/03/2017
MiFID II rules clearly indicate that an asset manager can pay for research out of their own P&Ls or they can fund a research payment account (RPA) and pay for ...
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Will MiFID II Cause A Competitive Imbalance For U.S. Asset Managers?

03/29/2017
The following is a guest article from Robin Hodgkins, President of Castine LLC, a provider of commission management software and research procurement solutions. With MiFID II’s influence already beginning to reach ...

Forget MiFID II: Are You Even Compliant With Today’s Regulations?

03/28/2017
The following is a guest article from Amrish Ganatra, Managing Director of Commcise, a London-based provider of commission management software and research procurement solutions.  In March, the FCA published the results ...
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The Mechanics of Using Transactions to Fund an RPA

03/27/2017
While much has been discussed in the press about the proposed MiFID II rules regarding research payments, very little has been said about the mechanics of an RPA due to ...
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Big Data Firm 1010data Hiring Equity Research Analysts

03/22/2017
Who is hiring equity research professionals? Big data analytics firm 1010data is recruiting for an open Equity Research and Data Analyst position with previous experience on the buy-side or sell-side.  ...
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Anyone in the US Hiring Equity Research Professionals?

03/20/2017
In recent months, a number of firms have either merged operations or shuttered their US equity businesses altogether as weak market conditions and regulatory headwinds have made them unsustainable.  However, ...
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