Browsing: Blog

Want Unique Company Research? Call the Hackers

09/28/2011
New York – In a path well known to SinoForest – a Chinese timber company accused of fraud, Chaoda Modern Agriculture – a Chinese agriculture firm, has been accused of ...

The Changing Face of Research

09/27/2011
New York, NY – On September 26th and 27th, Institutional Investor held its 17th Annual Alpha Hedge Institutional Investment Conference in San Francisco California.  Besides discussing a wide range of ...

The Death of Mosaic Theory?

09/26/2011
The recently completed trial of James Fleishman, the salesperson for Primary Global Research (PGR), was a stretch case for the prosecution. Unlike previous Galleon-related trials it was difficult to ...

ITG Expands Proprietary Research Coverage

09/23/2011
New York, NY – Earlier this week, New York-based agency broker ITG, announced that it was expanding its coverage of the restaurant sector with the hiring of sell-side analyst Steve ...

Fleishman Convicted, Jiau Sentenced

09/22/2011
James Fleishman, a salesperson for Primary Global Research (PGR), was convicted of conspiracy to commit securities fraud and conspiracy to commit wire fraud, while Winifred Jiau, an expert affiliated with ...

State Street Gains Pulse With Acquisition

09/21/2011
New York, NY – According to a Press Release, State Street Corporation agreed this morning to purchase Boston-based agency broker, Pulse Trading.  Besides offering traditional high touch agency brokerage services, Pulse Trading ...

An Ounce of Due Diligence Prevention

09/20/2011
An ounce of due diligence prevention is worth pounds of sentencing cure, according to standards developed by the United States Sentencing Commission, the government agency which establishes federal sentencing guidelines.  ...

New Round of Insider Trading Charges Expected Soon

09/19/2011
New York, NY – According to Charlie Gasparino, senior correspondent for the FOX Business Network, a few of his sources explain that new charges might be imminent in the federal ...

Chu Gets Off Easy

09/13/2011
Don Ching Trang Chu, a former employee at Primary Global Research LLC (PGR), received a light sentence last week for passing confidential information to investor clients.   Although he faced up ...

Sell-Side Analysts Can’t Rate Stocks a “Sell”

09/12/2011
New York, NY – While this should come as no surprise to anyone who watches the financial markets, the recent sell-off in the U.S. equity markets has done nothing to ...
1 84 85 86 87 88 101