Browsing: Exclusives

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Breaking News on MiFID?

06/12/2015
An article in HFMWeek published Wednesday claiming that the UK has made an about-face on whether to ban the use of client dealing commissions is being largely discounted by informed ...
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The New Research Manifesto, Part II

06/11/2015
The following article is by Gabe Lowy, a former sell-side technology analyst who is founder of TechTonics Advisors, a provider of strategic communication for technology companies. This is the second ...
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Upcoming Event: The MiFID II Tsunami to Hit Investment Research

06/10/2015
The European Commission recently issued a draft of pending regulation regarding asset manager payments for third-party investment research.  While this draft revealed some flexibility on getting client approval, there was ...
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The New Research Manifesto, Part I

06/10/2015
The following article is by Gabe Lowy, a former sell-side technology analyst who is founder of TechTonics Advisors, a provider of strategic communication for technology companies.  This is the first ...
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Deutsche Bank’s Equities Strategy In Doubt

06/08/2015
Changes in Deutsche Bank's senior management has put its strategy of investing in cash equities in doubt. Deutsche's co-chief executives resigned yesterday in a surprise move.  Anshu Jain, a longtime ...
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Winners & Losers from Proposed MiFID II Research Rules

06/08/2015
Over the past few months, analysts, journalists and regulators have been opining about the impact that the proposed MiFID II language banning the use of commissions to pay for research ...
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Layoffs on Wall Street Surge in May

06/04/2015
Wall Street layoffs surged in May to the highest level seen in at least one year due, in large part, to a major staff reduction at JP Morgan Chase.  However, ...
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Upcoming Stock Conferences – Updated 6-4-15

06/04/2015
DATE EVENT LOCATION     Second Quarter - 2015     Jun 8 - 9, 2015 Euromoney Seminars 12th Annual Global Commodities Finance Geneva Geneva NEW Jun 9, 2015 Cowen ...
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A Memoir Recalling Salad Days at ISI

06/03/2015
Jason Trennert, founder of Strategas Research Partners, a NY-based investment strategy research firm, recently wrote a memoir about his early career, which includes snapshots of the early days at ISI, ...
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U.S. Recruiting: 10 Reasons Why Independents Attract Top Talent

06/03/2015
The following is a guest article by Ed Storm, an executive recruiter specializing in recruiting for independent research firms. This is the third article in a series on the research ...
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