Browsing: ResearchWatch

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Société Générale Punished For Research Infractions

08/22/2017
Société Générale, a bank with one of the top ten global equities franchises, was recently fined €450,000 ($529,000) by French regulators for compliance breaches in the production of its equity ...
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T. Rowe Price Ring Fences MiFID II Research Payments

08/22/2017
T. Rowe Price International Ltd., the UK subsidiary of T. Rowe Price, announced it will absorb the cost of external investment research it purchases when MiFID II research inducement rules ...
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Q2 2017 Bulge Bank Equities Results: Middling Results Despite Strong Markets

08/21/2017
With all the major investment banks reporting, equities revenues for the largest investment banks fell 3% in the second quarter to $10.9 billion from $11.2 billion a year ago.  Overall, ...

Hedge Funds Post Best Performance since January

08/21/2017
According to data provided by HFR, Inc. (formerly Hedge Fund Research), hedge funds in July recorded their strongest monthly performance since January due to strength in Equity Hedge, Technology and ...
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Research Fees Update: Basic Level Subscription Fees Range from $4,000 to $11,700 Per User

08/18/2017
More details on research pricing have emerged and we are starting to get a fix on the subscription fees being charged for basic level access to written equity research where ...
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Former CLSA Staffers Bring Legal Action Over Lost Bonuses

08/17/2017
Numerous former CLSA staffers are preparing to bring legal action against the Chinese brokerage firm, contending that the firm cheated them out of their annual bonuses when it decided to ...
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Eagle Alpha Organizing Alternative Data Conference

08/17/2017
Eagle Alpha, a Dublin-based alternative data firm, is planning a New York conference December 5th 2017 to showcase alternative data vendors.   The conference was timed to complement an Artificial Intelligence ...
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UK Press Says PIMCO Paying For Research From P&L While Hedge Funds Opt Out

08/17/2017
UK media is reporting that bond manager PIMCO and small UK manager Hawksmoor Investment Management will pay for research from their P&L under MiFID II, while hedge funds such as ...
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UK Regulators Acknowledge MiFID II Unbundling Provisions Not Possible For US Managers

08/16/2017
UK regulators acknowledged the limitations on US-based asset managers in conforming to MiFID II research unbundling rules in a recent letter to the Alternative Investment Management Association (AIMA), according to ...
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Beware Pitfalls Using Intelligence Research

08/16/2017
The following is a guest article from Thomas Tippetts, founder of OMYTIS, an intelligence provider which draws on regional and specialist intelligence suppliers. Fund managers are increasingly relying on the ...
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