Browsing: Regulatory

Exclusive

MiFID II Increases Risk of Research Underspending – Performance Implications?

10/17/2018
The following is a guest article by Neil Scarth, Principal of Frost Consulting (http://www.frostconsulting.co.uk/) which provides customizable research budgeting/valuation frameworks and research spending databases. There is a deafening silence regarding the ...
Premium Exclusive

Aston Martin IPO Reveals Limited Change to UK IPO Process

09/28/2018
Despite reforms making it easier for ‘unconnected’ analysts to access pre-IPO information, few independent research firms are covering the first IPO under the new process: Aston Martin’s glitzy new offering. ...
Premium Exclusive

Study: European Asset Managers Slash Research Counterparties, Not Research Spending

09/18/2018
A buy-side survey conducted by RBC Capital Markets indicates that MiFID II’s research unbundling provisions have significantly reduced the number of research providers European asset managers use, yet overall research ...
Premium Exclusive

New Report Cites Covert Geolocation Data Collection

09/12/2018
A new company founded by a privacy whistleblower released a report citing twenty-four iOS applications which “covertly collect precise location histories from tens of millions of mobile devices” while providing ...
Exclusive

Why Transparent Research Pricing Remains Elusive

09/10/2018
This is an update of an article originally published in October 2017.  Our latest research pricing survey is currently in the field [if you are a research provider and have ...
Premium Exclusive

The Revenge of the Investment Banks, Revisited (Conclusion)

09/07/2018
This is the third and final installment of a three-part series reexamining our thesis that unbundling of research payments and execution would unleash powerful competitive forces in the investment research ...
Premium Exclusive

The Revenge of the Investment Banks, Revisited (Part 2)

09/06/2018
This is the second of a three-part series reexamining our thesis that unbundling of research payments and execution would unleash powerful competitive forces in the investment research marketplace.  The first ...
Premium Exclusive

The Revenge of the Investment Banks, Revisited (Part 1)

09/05/2018
This is the first of a three-part series reexamining our thesis that unbundling of research payments and execution would unleash powerful competitive forces in the investment research marketplace. Three years ...
Premium

Geolocation Data Becomes Privacy Hot Button

09/04/2018
Increased media attention to privacy violations associated with geolocation data attracted the attention of US legislators, resulting in some wireless carriers terminating relationships with geolocation data aggregators.  Although no new ...
Premium

Goldman Sachs Adds Senior Biotech Analyst

08/30/2018
Global investment bank, Goldman Sachs, has recently added Executive Director and senior equity research analyst Graig Suvannavejh, Ph.D. to cover the European biotechnology sector, located in the bank’s London office. ...
1 2 3 70