Browsing: Regulatory

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MiFID II Hinders Research Availability and Quality

12/04/2019
According to a survey recently published by Evercore ISI about the impact of MiFID II on the investment research landscape, more than 80% of the asset managers surveyed reported that ...
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Court Rebuffs LinkedIn’s Plea to Review Ruling Favoring Web Scraping

11/25/2019
In a closely followed case affecting the legality of web scraping, the Ninth Circuit Court of Appeals rejected LinkedIn’s request for a review of its decision allowing continued web scraping ...
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Goldman Focuses More on Equity Research

11/25/2019
Despite MiFID II, some news suggests that bulge bracket investment bank Goldman Sachs is planning to increase its focus on single stock research.  However, other data reveals less commitment to ...
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Sell-Side Innovation & Differentiation of the Research Product

11/18/2019
Last week, following a number of meetings in New York and London, we identified a number of ways that various investment banks are enhancing and differentiating their research products in ...
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LinkedIn Requests Review of Ruling Favoring Web Scraping

11/11/2019
LinkedIn is seeking to reopen a landmark case affecting the legality of web scraping after losing its appeal.  The move fuels concerns that the ruling favoring the scraping of public ...
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SEC Kicks MiFID II Can Further Down the Road

11/05/2019
As expected, the US Securities and Exchange Commission extended its ‘no action’ relief, allowing asset managers subject to MiFID II to make cash payments to US brokers for an additional ...

MiFID II Impacts Research Coverage and Quality

10/21/2019
According to a recent survey conducted by UK-based consulting firm, Citigate Dewe Rogerson, over 52% of the UK investor relations professionals surveyed reported a decline in sell-side analyst coverage while ...
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Former Credit Suisse Equity Research Head Joins Redburn

09/30/2019
UK-based independent research firm, Redburn, recently added Steve East, the former head of EMEA equity research at Credit Suisse.  Mr. East joins Redburn as head of sector research and will ...
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California Requires Data Brokers to Register

09/24/2019
The California legislature passed a law requiring firms that aggregate and sell data collected from individuals to register with, and provide certain information to, the state’s Attorney General.  The broadly ...
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FCA’s MiFID II Review Shows 20% to 30% Research Budget Reductions

09/23/2019
The UK’s Financial Conduct Authority recently released its eagerly awaited review on MiFID II.  The report revealed a number of findings, including that asset managers have reduced their research spending ...
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