Browsing: Compliance

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Frost Consulting Launches Research Spending Benchmarking

01/29/2018
Frost Consulting, a London-based consulting firm focused on commission unbundling, is launching a new service designed to provide asset managers with peer comparisons of research spending. Asset managers interested in ...
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New Standard-Setting Body Establishes Alternative Data Best Practices

01/25/2018
The Investment Data Standards Organization (IDSO), a non-profit comprised of producers, distributors and users of alternative data, has launched industry best practices designed to mitigate legal and compliance risks and ...
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MiFID II Forces Asset Managers to Filter E-Mail

01/23/2018
The implementation of MiFID II a few weeks ago has prompted numerous changes in behavior from both sell-side and buy-side firms who are trying to adopt the EU’s new research ...
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New Paper Calls For Alternative Data Industry Standards to Mitigate Risks

01/22/2018
Legal and regulatory risks associated with alternative data are increasing along with media scrutiny as data diversity and usage grows, according to a white paper released by Integrity Research Associates.  ...
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Moody’s Warns MiFID II Negative For European Asset Managers

01/17/2018
Moody's Investors Service said MiFID II would be ‘credit negative’ for the European asset management industry, pressuring profits and forcing more industry consolidation. The report cited an estimate from consulting ...
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Second Round of Landmark Web Crawling Case Attracts Another Amicus Brief

01/12/2018
The importance of LinkedIn’s pending 9th Circuit appeal to vacate a district court judge’s order preventing it from blocking hiQ Labs from accessing publicly available data is further underlined by ...
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European Investors Plan Less Corporate Access From Banks Post-MiFID II

01/11/2018
European asset managers expect to use investment banks less for corporate access and rely more on direct engagement with companies, according to a survey by London-based investor relations firm QuantiFire ...
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Greenwich: European Equity Research Budgets Will Decline 20%

01/09/2018
European asset managers are expected to cut their equity research spending by twenty percent by reducing the number of research providers they use, according to a survey conducted by Greenwich ...
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Research Funding Update: Last Minute Scramble Narrows Gap Between P&L Assets and Status Quo

01/05/2018
Numerous European asset managers held out until the MiFID II deadline before deciding to absorb research costs. The largest European asset manager – Amundi which manages €1.4 trillion ($1.7 trillion) ...
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Alphametry Publishes Buy-Side Research Unbundling Guide

01/04/2018
Timed to be launched with the implementation of MiFID II, research management platform provider Alphametry, recently published a new white paper titled, The Asset Manager’s Regulatory Guide to Research Unbundling ...
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