Browsing: Regulatory

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Mifid – Keep Calm and Carry On

01/07/2019
The following is a guest article by Edward Blad, Founder and Managing Director of the Independent Research Forum, a London-based sales and marketing channel for independent research. Mifid has been casting ...
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Research Funding Update: Capital Group Eats Research Costs

01/03/2019
Capital Group, a global asset manager with nearly $2 trillion in assets under management, implemented a policy as of January 1, 2019 of paying for all external research with its ...
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SEC Invites Comments on MiFID II Research Unbundling

12/26/2018
The US Securities and Exchange Commission opened a comment period for broker-dealers, investment advisers, issuers and other market participants to submit data and other information regarding the impact of MiFID ...
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Survey: FICC Research Takes a MiFID II Hit

12/11/2018
Nearly 70% of European asset managers have cut back their use of fixed income, currencies and commodities (FICC) research in the wake of MiFID II, according to a survey by ...

MiFID II Isn’t Working as Intended and Investors are Losing as a Result

12/06/2018
The following is a guest article authored by Scott Davis and Carter Copeland, founding partners of Melius Research, a  boutique research firm focused on the industrials sector launched in October ...
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Thasos Response to Apple Terms of Service Change

12/05/2018
In response to Apple changing its Terms of Service, geolocation data provider Thasos Group decided to make the difficult decision to completely eliminate the use of iOS data in their ...
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Thasos Response to Apple Terms of Service Change

12/03/2018
In response to Apple changing its Terms of Service, geolocation data provider Thasos Group decided to make the difficult decision to completely eliminate the use of iOS data in their ...
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French Attack MiFID II Research Unbundling Provisions

12/03/2018
Here’s a delicious irony: Brexit will allow Europe to throw off the yoke of burdensome UK regulation – in this case research unbundling rules imposed by UK regulators while MiFID ...
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Research Funding Update: Rumors About US Asset Managers Reimbursing Research Costs

11/30/2018
US brokers are buzzing with rumors about US managers considering reimbursing research costs globally.  So far, apart from a handful of US managers led by Massachusetts Financial Services (MFS), most ...
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Takeaways from London

11/15/2018
Earlier this week, I was in London to moderate a panel at the 4th annual Substantive Research Unbundling Uncovered conference addressing industry developments surrounding MiFID II.  While in the City, ...
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