Browsing: Regulatory

Exclusive

New Research Valuation Study Shows Divergence Between Fixed Income and Equity Managers

12/04/2017
Fixed income-oriented asset managers are reacting differently to the unbundling provisions under MiFID II than equity managers, according to a report released by Integrity Research Associates.  The findings are based ...
Premium

MiFID II Pushback: Skepticism Outside Europe Over New Unbundling Rules

11/30/2017
Euro-skepticism is not confined to the UK as US and Australian players express doubts about MiFID II’s new research rules.  Many of the concerns centered on the impact on small ...
Premium

Second Round of Landmark Web Crawling Case Focuses on Privacy Law

11/29/2017
LinkedIn is asking the 9th Circuit Court of Appeals to vacate a district court judge's order preventing it from blocking HiQ Labs from accessing publicly available data on the site.  ...
Premium

UK Taxman Will Come For Research

11/23/2017
Although the UK tax authority HM Revenue and Customs (HMRC) has not officially provided guidance, the UK’s fiscal watchdog has factored tax receipts from research into its budgetary forecasts released ...
Premium Exclusive

Research Funding Update: More European Managers Go P&L, More Non-European Managers Ring-Fence, While A Few Hardy Boutiques Charge Clients

11/22/2017
The majority of long-only European asset managers are deciding to eat research costs but a couple of small UK managers are defying the trend by explicitly charging clients for research.  ...
Premium

Asset Managers Give Thumbs Down to MiFID II: Higher Costs, Less External Research & Small Firms Squeezed

11/21/2017
A survey of European asset managers conducted by the CFA Institute showed investment managers preparing for significant cuts to their profitability and declines in the sell-side research they receive. The ...
Premium

Credit Suisse Adds Two Media Analysts from UBS

11/20/2017
Earlier this month, Credit Suisse announced that it had hired two senior analysts -- Douglas Mitchelson and Brian Russo -- from rival UBS to cover the Media, Cable/Satellite and Telecommunications ...
Exclusive

Deloitte Highlights Growing Alternative Data Risks

11/20/2017
Deloitte recently released a white paper which outlined risks associated with alternative data.   As risks increase and the industry comes under increasing media and regulatory scrutiny, it will be important ...
Premium Exclusive

Blueshift Research and Intro-act Merge

11/17/2017
Blueshift Research, LLC, an established Boston-based independent research firm recently announced a merger with Intro-act, LLC, a FinTech firm focused on providing corporate access solutions to issuers and institutional investors. ...
Premium

Brokers Find New Corporate Access Loophole Under MiFID II

11/16/2017
Several UK brokers have indicated that they are restructuring their corporate access services as 'issuer-paid' so that the services can be offered free of charge under MiFID II, according to ...
1 3 4 5 6 7 68