Browsing: Asia Pacific

Xinhua Finance Insider Pleas

01/24/2013
The former chief executive of Xinhua Finance, a former media company which controlled a number of independent research properties, signed a plea deal with prosecutors to settle charges of ...

Sri Lanka Contemplates Independent Research

06/29/2012
Sri Lanka’s Securities and Exchange Commission issued a concept release outlining plans to fund independent research and to grade initial public offerings through a rating agency. The SEC said ...

China Cracks Down on Insider Trading

06/19/2012
China is joining the list of countries cracking down on insider trading.  The Supreme People’s Court (SPC), the highest court in the People’s Republic of China, and Supreme People’s Procuratorate ...

JP Morgan Cited in Japanese Insider Trading Probe

05/30/2012
If JP Morgan Chase didn’t have enough problems, it is reportedly involved in an insider trading probe in Japan.  Yesterday the U.S. broker dealer was identified as the source of ...

Another Chinese Company Delists in U.S.

05/21/2012
New York, NY – ChinaCast Education Corporation (NASDAQ: CAST), a post-secondary education and e-learning services provider in China, recently received its second notice from NASDAQ of the exchange’s intent to ...

Rogue Firm Embarrasses Sell Side Research

05/01/2012
Who are you going to believe?  A mid-cap company ranked fourth in its industry globally, operating on 3 continents, followed by a dozen sell side analysts two-thirds of whom with ...

Recent Research Happenings

03/23/2012
Here is a summary of recent equity research hiring announcements. Credit Suisse Announces 2 Asia Hires Viktor Shvets joins Credit Suisse as a Managing Director and Head of Thematic Equity Research, ...

ASX to Subsidize Independent Research

03/22/2012
The Australian Securities Exchange (ASX) is introducing a new program to subsidize research into small companies, with the hopes of providing high quality, independent research of ASX-listed companies with market ...

SEBI Considers Regulating Independent Research

03/16/2012
The Securities and Exchange Board of India (Sebi) is considering extending regulations to cover independent research analysts according to a report by MSN India. Indian research analysts attached with ...

Waters Get Muddy for Short Seller

03/05/2012
New York, NY – According to an article published by Bloomberg last week, Muddy Waters, the well-known short seller and Chinese research firm, has been struggling in recent months to ...
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