Browsing: Commissions

Exclusive

French Regulators Go Easy On MiFID II Interpretation

09/13/2016
This the first of a two-part examination of the French regulatory interpretation of new European rules unbundling research  payments from execution. L’Autorité des Marchés Financiers (AMF) released its consultation paper interpreting ...
Premium Exclusive

IOSCO Releases Global Best Practices For Soft Dollars

08/29/2016
The International Organization of Securities Commissions (IOSCO), the international organization of financial market regulators from over 115 jurisdictions regulating over 95% of the world’s financial markets, has published a report ...
Premium Exclusive

UK Asset Managers Release Document Outlining MiFID II Implementation Issues, Part 2

08/26/2016
This is the second and concluding article of a two-part analysis of a recent asset management white paper discussing implementation issues with MiFID II. To view the first article click ...
Premium Exclusive

UK Asset Managers Release Document Outlining MiFID II Implementation Issues, Part 1

08/25/2016
This is a two-part analysis of a recent asset management white paper discussing implementation issues with MiFID II. The concluding article will run tomorrow. The Investment Association (IA), the UK ...
Premium

IHS Markit Plans Release Of Research Budget Tool In 2017

08/24/2016
IHS Markit says it won’t offer a research budgeting application before 2017 with the release of a new version of the IHS Markit Commission Manager software.  Although the release date ...
Premium Exclusive

French Regulators Delay Interpretation Of MiFID II

08/23/2016
L’Autorité des Marchés Financiers (AMF), the French securities regulator, expects to release its consultation paper interpreting the MiFID II Delegated Acts in mid-September, according to an  email response from the ...
Premium Exclusive

Eliminating The Soft Dollar Subsidy: Why The US Will Lag Europe

08/15/2016
This is the second and concluding article of a two-part series examining the policy implications of restricting the use of client commissions to pay for research. Industry benefits Although a ...
Exclusive

Eliminating The Soft Dollar Subsidy

08/15/2016
This is the first of a two-part series examining the policy implications of restricting the use of client commissions to pay for research. Recent regulatory actions in Europe have focused attention ...
Premium Exclusive

Asset Managers Issue Ultimatum To US Banks Rejecting Cash Payments

08/15/2016
Asset manager trade associations based in the UK and the US recently approached the Securities Industry and Financial Markets Association (SIFMA) with an ultimatum for US broker-dealers: either work with ...
Premium

Greenwich: US Research Commissions Diverge From Execution

08/12/2016
The latest Greenwich Associates survey of US equities showed commission spending at $9.65 billion, flat from last year and down 30% from 2009.  The survey indicates that US asset managers ...
1 4 5 6 7 8 25