Author Sanford Bragg

Sandy Bragg is a principal at Integrity Research Associates. He has over thirty years experience as an investment research professional. Prior to joining Integrity in 2006, he was an Executive Managing Director at Standard & Poors, managing S&P’s equity research business and fund information properties. Sandy has an MBA from New York University and BA from Williams College. Email: Sanford.Bragg@integrity-research.com

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US Bulge Firms Post Flat Equity Results in Q2 2017

07/21/2017
Aggregate equities revenues for the five largest US investment banks held steady in the second quarter of 2017 compared to the prior year, up 4% from the prior quarter. Even ...
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Research Aggregator Street Contxt Launches RMS

07/21/2017
Research distributor Street Contxt officially released its buy-side oriented research management solution which it has been testing since earlier this year. Street Contxt’s RMS capability is an extension of its ...
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Research Funding Roundup: Robeco and Kempen Will Pay For Research From P&L But Invesco and BNP Paribas Will Not

07/20/2017
BNP Paribas Asset Management, which oversees €580 billion ($672 billion), and Invesco, which manages $859 billion, have announced they will fund research payments alongside commissions, while Dutch managers Robeco, with ...
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Upcoming Stock Conferences – Updated 7-19-17

07/19/2017
Stock Conference Calendar added or revised these dates, events and locations. Date Event Sponsor Location 19-Jul-17 Private Equity Roundtable - Munich Duff & Phelps Munich, Germany 19-Jul-17 Retail IR Day ...
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Former Credit Suisse Director of Research Joins Guggenheim Securities

07/19/2017
Stefano Natella, a 27-year veteran of Credit Suisse, joined the brokerage subsidiary of Guggenheim Partners as its new head of research. Guggenheim Securities has a modest research effort, covering around ...
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Australian Expert Network Expert360 Raises Capital

07/18/2017
Expert360, an expert network which has morphed into an online marketplace for freelancers, raised AU$13 million (US$10.3 million) in a Series B round led by Australian VC firm AirTree Ventures.  ...
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Man Group Will Not Pay For Research From P&L

07/18/2017
Man Group, the world’s largest publicly traded hedge fund group with assets under management of $88 billion, indicated it will continue to fund research alongside client commissions during an earnings ...
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Hermes Will Pay For Research From P&L

07/17/2017
Hermes Investment Management, a UK asset manager with £30.8 billion ($40 billion) in assets under management, has decided not to pass research costs to its clients under new research unbundling rules ...
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Most US Money Managers Not Subject to MiFID II & May Continue to Use Soft Dollars

07/17/2017
The following is a guest article by Lee Pickard, Will Edick, and Kristen Hutchens, lawyers at Pickard Djinis and Pisarri LLP which has previously obtained U.S. no-action relief relating to Section ...
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FinTech Firm Sentieo Launches RMS Platform

07/14/2017
Financial data platform Sentieo, launched last year, officially released its Research Management System, dubbed ‘Sentieo Notebook’.  Unlike research aggregators which are increasingly migrating into RMS from the perspective of organizing ...
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