Author Sanford Bragg

Sandy Bragg is a principal at Integrity Research Associates. He has over thirty years experience as an investment research professional. Prior to joining Integrity in 2006, he was an Executive Managing Director at Standard & Poors, managing S&P’s equity research business and fund information properties. Sandy has an MBA from New York University and BA from Williams College. Email: Sanford.Bragg@integrity-research.com

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Former Soleil COO Now Financial Advisor

08/27/2014
Ken Dengler, who was COO of Soleil Securities from its formation in 2003, is now a financial advisor with Morgan Stanley.  He left Soleil in 2008 during a management shakeup ...
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GMI Ratings COO Joins Rival Sustainalytics

08/26/2014
The COO of GMI Ratings has left to join rival Sustainalytics to head its global marketing and to lead strategic initiatives. Cheryl Gustitus was the COO and Chief Marketing Officer ...
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From Primary Global to Google

08/25/2014
The co-founder of the ill-fated expert network Primary Global Research, Unni Narayanan, recently landed a job as Director, Product Management at Google.  The demise of Primary Global Research in 2010 ...
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Issuer-Sponsored Research Must Disclose Fees

08/19/2014
Declining research coverage of small cap stocks has given rise to issuer-sponsored equity research, where the stock issuer pays a research firm for coverage. Under U.S. regulation, it is critical ...
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Former Sabrient Execs Sell Majority Interest in Asset Manager

08/17/2014
Investview, Inc., a publicly traded provider of trading tools for individual investors, has acquired a majority interest in Vickrey Brown Investments, LLC, (VB) an asset manager recently formed by two ...
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Shakeup at Convergex

08/12/2014
ConvergEx Group, an agency broker prominent in commission management services, has reorganized its senior leadership.  Convergex hired Greg Voetsch as chief executive officer of ConvergEx Execution Solutions and head of ...
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Former GMI Ratings Quant Joins Big Data Startup

07/26/2014
The former head of quantitative research at GMI Ratings has left to join a new startup, Capital Market Laboratories (CML), which creates data visualization tools for retail and institutional investors. ...
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CrossBorder Capital Revenues Down -8% in 2014

07/26/2014
CrossBorder Capital, a London-based research firm focused on capital flows, reported an 8% decline in revenues for its fiscal year ending March 2014. Turnover declined from £1,374,418 (US$2.2 million) in ...
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From The Spin-Off Report to Odeon Capital

07/22/2014
The lead analyst for The Spin-Off Report, special situations research produced by Institutional Research Group, recently left the firm to become a special situations analyst for Odeon Capital Group.  Steve ...
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US CSA Volumes Increased in 2013 According to New Study

07/19/2014
Subscribers to ResearchWatch can download the full ResearchFocus report: US CSA Survey Results 6-14 Commissions paid through commission sharing agreements (CSAs) increased 8% in 2013 and 5% in the first ...
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