Author Will Edick

William D. Edick is a partner in Pickard Djinis and Pisarri LLP (www.pickdjin.com), a boutique securities law firm located in Washington D.C. Mr. Edick specializes in regulatory and enforcement matters involving broker-dealers, investment advisers, investment companies, hedge funds and independent research firms. Mr. Edick counsels clients on regulatory, compliance and registration issues, and represents clients before the SEC, FINRA and other securities industry regulators.

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The Challenges of Paying Cash For Research in the U.S.

08/17/2015
The following is a guest article by Will Edick, partner at Pickard Djinis and Pisarri LLP which obtained U.S. no-action relief on paying brokers through client commission arrangements.  Summary European securities ...