Browsing: Compliance
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Glass Lewis and Clarity AI Merge in All-Share Deal to Build European Stewardship Platform
09/30/2026
On September 24, 2026 Glass Lewis and Clarity AI announced a merger of the two firms. Bloomberg reported an all-share swap through a newly created holding company. The deal closed ...
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LinkedIn Wins Court Order Blocking Mass Scraping of User Data
09/29/2026
On September 16, 2026, the U.S. District Court for the Northern District of California entered a final consent judgment permanently barring ProAPIs, Netswift (SMC-Private) Limited, and Netswift founder Rehmat Alam ...
ESMA Warns that Prediction Markets are “Rife with Insider Trading”
09/21/2026
The European Securities and Markets Authority published a formal warning on September 10, 2026, identifying prediction markets as “rife with insider-trading” in its latest Trends, Risks and Vulnerabilities report. The ...
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More than 100 ESG Rating Firms Seek EU Authorization
09/16/2026
The European Securities and Markets Authority (ESMA) has received authorization requests from 109 sustainability rating entities seeking to distribute ESG assessments across the 27-nation bloc. This is in response to ...
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How AI is Transforming the Trans-Atlantic Research Funding Debate
09/14/2026
The following guest article was submitted by Neil Scarth, Principal at Frost Research Systems (FRS). FRS helps asset managers meet all new research regulatory transparency requirements while simultaneously maximizing Research ...
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CSA vs RPA & P&L: Why CSAs Are the More Practical Research Funding Choice
09/08/2026
The following guest article was written by John McGough, Jr., a member of the Global Business Development team at financial technology provider Castine, LLC. John has spent over 25 years ...
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Google Wins $10 Million Auction for Spirit Airlines Corporate Data
08/25/2026
Google recently won the August 14 bankruptcy auction for Spirit Airlines' de-identified corporate data with a $10 million bid, beating a $7.5 million offer from Mercor.io Corporation, the designated backup ...
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California DROP: The Alternative Data Industry’s Quiet Crisis
08/10/2026
The following guest article was written by Daniel Goldberg, the founder of Alternative Data Advisors, LLC and a Senior Advisor and Data Strategist to a portfolio of data, analytics, and ...
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China Data Compliance – The Latest on Cross-Border Transfers and What It Means for Your Data Strategy
08/03/2026
The following guest article was submitted by Mikheil Shengelia, Research Analyst at Eagle Alpha, an alternative data aggregation platform providing supporting advisory services for data buyers and vendors.
On July 9th, ...
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Navigating the AI Era: The Convergence of Generative AI and Regulatory Realignment in Investment Research
07/13/2026
The following guest article was written by Brijesh Malkan, CEO of Singletrack. Singletrack is the only end-to-end, AI-first platform for capital market advisory, covering research authoring and distribution, sales & ...