Browsing: Regulatory
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CSA vs RPA & P&L: Why CSAs Are the More Practical Research Funding Choice
09/08/2026
The following guest article was written by John McGough, Jr., a member of the Global Business Development team at financial technology provider Castine, LLC. John has spent over 25 years ...
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Google Wins $10 Million Auction for Spirit Airlines Corporate Data
08/25/2026
Google recently won the August 14 bankruptcy auction for Spirit Airlines' de-identified corporate data with a $10 million bid, beating a $7.5 million offer from Mercor.io Corporation, the designated backup ...
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California DROP: The Alternative Data Industry’s Quiet Crisis
08/10/2026
The following guest article was written by Daniel Goldberg, the founder of Alternative Data Advisors, LLC and a Senior Advisor and Data Strategist to a portfolio of data, analytics, and ...
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China Data Compliance – The Latest on Cross-Border Transfers and What It Means for Your Data Strategy
08/03/2026
The following guest article was submitted by Mikheil Shengelia, Research Analyst at Eagle Alpha, an alternative data aggregation platform providing supporting advisory services for data buyers and vendors.
On July 9th, ...
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Navigating the AI Era: The Convergence of Generative AI and Regulatory Realignment in Investment Research
07/13/2026
The following guest article was written by Brijesh Malkan, CEO of Singletrack. Singletrack is the only end-to-end, AI-first platform for capital market advisory, covering research authoring and distribution, sales & ...
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Kalshi’s Attempt Fails: Wall Street Needs Workable Compliance for Prediction Markets
06/15/2026
The following is a guest article by Susan Mathews, Principal & Founder of Madigail Consulting, LLC a securities compliance consultant providing research and ethics compliance, training and external GC and ...
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SEC Proposes Rescission of Climate-Related Disclosure Rules
06/10/2026
The U.S. Securities and Exchange Commission (SEC) has recently proposed the formal rescission of climate-related disclosure rules which became effective in March 2024 following pushback from public companies and various ...
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SEC Proposes Optional Semiannual Reporting in Shift From Quarterly Mandate
05/13/2026
The Securities and Exchange Commission proposed rule and form amendments on May 5, 2026, that would allow US domiciled public companies to elect semiannual interim reporting in place of the ...
Survey: The US vs EU Research Budget Divergence
05/04/2026
Substantive Research recently published findings from a survey of the 50 largest asset managers globally showing US investment research budgets have recovered 40 basis points since 2022, while European budgets ...
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Castine – Global CSA Outlook 2026 – Buy Side and Sell Side
02/17/2026
The following guest article was written by John McGough, Jr., a member of the Global Business Development team at financial technology provider Castine, LLC. John has spent over 25 years ...