Author Michael Mayhew
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TIAA Joins Ranks of US Managers Paying for Research from P&L
05/23/2019
According to a recent article, US asset manager TIAA has joined the ranks of less than ten US asset managers that have started paying for third-party research from their P&Ls, ...
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SEC Confirms they are Actively Seeking MiFID II Solutions
05/20/2019
At an industry conference held last week, two SEC representatives acknowledged that the commission is actively looking for solutions to enable asset managers to pay for US broker research once ...
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Analyst Hub Launches SEC Registered Broker-Dealer
05/13/2019
Analyst Hub, LLC, a provider of research infrastructure to sell-side analysts hoping to set up their own research boutiques has recently announced that it is launching Analyst Hub Securities, LLC, ...
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Simmons Hires Senior Midstream/MLP Analyst
05/09/2019
Houston-based Simmons Energy, a division of investment bank Piper Jaffray, recently announced the hiring of Pearce Hammond as a managing director and senior equity research analyst responsible for covering the ...
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Wall Street Jobs Outlook Improves in April Though Still Fragile
05/06/2019
Layoffs on Wall Street plunged in April, while new hiring plans remained anemic for the third consecutive month. Despite this one month performance, year-to-date layoffs remain significantly higher than last ...
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US IPO Activity Rebounds in April
05/02/2019
Following weak US IPO activity during March, the number of IPOs priced rebounded to 16 deals in April, the highest monthly number of IPOs seen since last October when 22 ...
Ex-S&P Analyst Found Guilty of Insider Trading
04/29/2019
Recently, a Manhattan federal jury took a little over two hours to find former Standard & Poor’s credit analyst, Sebastian Pinto-Thomaz, guilty of illegally tipping two friends about the $9.3 ...
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Franklin Templeton Planning to Cut 5% of Staff
04/25/2019
Earlier this week, San Mateo, California-based Franklin Resources recently sent an internal memo to staff announcing that it plans to cut up to 5% of its workforce in an effort ...
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SocGen Slashing 1600 Investment Banking Jobs
04/23/2019
Following the unexpected report of a 19% drop in 4th Qtr 2018 trading revenue, Societe Generale says it plans to cut 1,600 jobs, including close to 1,200 positions in its ...
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Refinitiv Survey Shows Financial Services Firms Widely Deploying AI/ML Across Organizations
04/18/2019
According to Refinitiv’s 2019 recently published survey on Machine Learning and Artificial Intelligence, they discovered that financial institutions are further along in the deployment of machine learning than expected, with ...