Author Sanford Bragg
20 Years On: What is the Outlook for Regulatory Reforms to Research?
This is the second of five-part series on the state of the investment research industry. To see the first installment, click here. In 2003, Fidelity traders celebrated a lavish bachelor ...
20 Years On: Integrity Research Celebrates 20 years Tracking Research
This is the first of five-part series on the state of the investment research industry. This year marks the second decade since Integrity Research’s founding in 2003, so it is only ...
States Become Battleground for New Privacy Regulation
Frustrated by the failure of the US Congress to pass federal privacy legislation, privacy advocates are pushing to pass regulation at the state level. A federal privacy bill that was ...
Venerable Indie Boutique Battle Road Research Hangs Tough
Ben Z. Rose has been following mid- and small-cap technology stocks for over thirty years, most of that time as the head of independent boutique Battle Road Research. As many ...
Channel Checker OTR Global Sold to BWG Strategy
Venerable channel checker OTR Global was acquired by primary research firm BWG Strategy, which specializes in organizing forums with industry experts. BWG Strategy will seek to revitalize OTR’s services as ...
Tricumen: Cash Equities Fell 15% in 2022
Cash equities was the weak spot in 2022 equities results for the major banks, according to Tricumen, a UK-based market intelligence provider specializing in investment banks. Credit Suisse decimated its ...
US Demand for ESG Cratered in 2022
Investment flows into US sustainable funds fell sharply in the fourth quarter of 2022 despite an appreciating market, adding to concerns that US ESG investing has peaked. Continued political controversy ...
NLP Sentiment Provider SESAMm Raises $37 Million
Paris-based SESAMm, a multi-lingual NLP and sentiment data provider, closed a €35 million ($37 million) Series B funding as it looks to expand in the US. The successful raise is ...
Boutique Bank Siebert Williams Shank Topped 2022 Buy Recommendation Performance
The top performing equity research buy recommendations for the three-year period ending December 31, 2022 came from New York-based investment bank Siebert Williams Shank, according to performance information collected by ...
2022 was Another Strong Year for Bulge Bank Equities Despite Faltering Markets
The ten largest equities franchises posted 2022 revenues which were the second highest ever, thanks to a strong first half. Revenues fell precipitously in the fourth quarter, boding ill for ...