Author Sanford Bragg

Sandy Bragg is a principal at Integrity Research Associates. He has over thirty years experience as an investment research professional. Prior to joining Integrity in 2006, he was an Executive Managing Director at Standard & Poors, managing S&P’s equity research business and fund information properties. Sandy has an MBA from New York University and BA from Williams College. Email: Sanford.Bragg@integrity-research.com

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Former Credit Suisse Director of Research Joins Guggenheim Securities

07/19/2017
Stefano Natella, a 27-year veteran of Credit Suisse, joined the brokerage subsidiary of Guggenheim Partners as its new head of research. Guggenheim Securities has a modest research effort, covering around ...
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Australian Expert Network Expert360 Raises Capital

07/18/2017
Expert360, an expert network which has morphed into an online marketplace for freelancers, raised AU$13 million (US$10.3 million) in a Series B round led by Australian VC firm AirTree Ventures.  ...
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Man Group Will Not Pay For Research From P&L

07/18/2017
Man Group, the world’s largest publicly traded hedge fund group with assets under management of $88 billion, indicated it will continue to fund research alongside client commissions during an earnings ...
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Hermes Will Pay For Research From P&L

07/17/2017
Hermes Investment Management, a UK asset manager with £30.8 billion ($40 billion) in assets under management, has decided not to pass research costs to its clients under new research unbundling rules ...
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Most US Money Managers Not Subject to MiFID II & May Continue to Use Soft Dollars

07/17/2017
The following is a guest article by Lee Pickard, Will Edick, and Kristen Hutchens, lawyers at Pickard Djinis and Pisarri LLP which has previously obtained U.S. no-action relief relating to Section ...
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FinTech Firm Sentieo Launches RMS Platform

07/14/2017
Financial data platform Sentieo, launched last year, officially released its Research Management System, dubbed ‘Sentieo Notebook’.  Unlike research aggregators which are increasingly migrating into RMS from the perspective of organizing ...
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Arete Research Revenues Up 7% in 2016

07/14/2017
Arete Research Services, a London-based independent research boutique specializing in the technology sector, has been growing modestly, so far belying expectations that new unbundling rules will benefit independents. Arete Research ...

Another View On the FCA’s Research Unbundling Policies

07/14/2017
The following is a guest article from Amrish Ganatra, Managing Director of Commcise Software Limited, a London-based provider of commission management software.  Full analysis of the FCA’s final research unbundling ...
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Gerson Lehrman Launches New Legal Unit

07/13/2017
Leading expert network Gerson Lehrman Group (GLG) launched a separate business focused on selling its services into law firms.  The offering harks back to the roots of the industry: expert ...
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Suntrust Hires Tech Analyst From Raymond James

07/12/2017
SunTrust Robinson Humphrey, an Atlanta-based mid-market investment bank, hired software analyst Terry Tillman as managing director covering enterprise software and SaaS stocks.  Tillman’s hire was announced along with 3 investment ...
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