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Expert Networks Continue to Present Compliance Challenges

02/17/2020
The following is a guest article by Susan Mathews, Principal & Founder of Madigail Consulting, LLC a securities compliance consultant providing research and ethics compliance, training and external CCO services ...
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Alternative Data, It’s Not Just For Hedge Funds Any More

02/10/2020
The following is a guest article by Jeff West, the founder of StreetFeeds, a leading provider of product development, licensing, and distribution services to the financial market data industry (www.streetfeeds.com).  ...

Sanders Named Global Head of Liquidnet’s New Investment Analytics Division

02/03/2020
Liquidnet, the New York-based institutional trading network, recently announced the appointment of Vicky Sanders as Global Head of Investment Analytics.  The new business will run alongside Liquidnet’s existing equity execution ...
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Can Asset Managers Not Subject to MiFID II Use Cash to Pay for US Research?

01/27/2020
On November 4, 2019, the SEC extended its “no-action” relief permitting US broker-dealers to accept cash payments for its research from asset managers who are subject to MiFID II until ...

Nucleus195 Partners with Video & Live Streaming Provider

01/20/2020
Stamford, CT based research aggregator Nucleus195 recently announced that it has partnered with technology provider Blingby to add video and live streaming capabilities to enhance research, investor roadshows, investor announcements, ...
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Seeking Alpha’s Research Marketplace Shows Clear Signs of Success

01/13/2020
Seeking Alpha recently announced that its Investor Marketplace has eclipsed $10 mln in annual revenue from the provision of independent research subscriptions to investors.  This makes Seeking Alpha one of ...
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Banks’ Share of Conferences Increased in 2019 As Overall Sponsorship Fell

01/07/2020
Investment banks reduced the number of conferences they sponsored by 4% in 2019 yet gained share as the overall number of conferences dropped 11%, according to data supplied by investor ...
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Wall Street Layoffs Surge in December

01/06/2020
Layoffs on Wall Street surged 166% in December, while hiring rose modestly reflecting continued anxiety among bank executives in response to historically low interest rates, limited IPO activity, weak commission ...

Some Hedge Funds Gains Access to BoE Briefings Seconds Ahead of Rivals

12/23/2019
Officials at the Bank of England (BoE) recently responded to an article in the Times revealing that a third-party supplier sold an audio backup of its online news conferences to ...

US Agencies Comment on Alternative Data Use in Credit Underwriting

12/16/2019
A few weeks ago, the Federal Reserve Board of Governors, Consumer Financial Protection Bureau, Federal Deposit Insurance Corporation, National Credit Union Administration and the Office of the Comptroller of the ...
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