Browsing: Blog

Recent Moves in Sell-Side ESG Research: Credit Suisse & JPMorgan

02/24/2020
Two major investment banks, Credit Suisse and JPMorgan, have recently experienced senior personnel changes in their research teams overseeing environmental, social and governance (ESG) research. Recent ESG Research Personnel Moves Last month, ...
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Canadian Boutique Mackie Research Had Top 2019 Buy Recommendation Performance

02/19/2020
The top performing equity research buy recommendations for the three-year period ending December 31, 2019 came from Toronto-based Mackie Research Capital Corporation, according to performance information collected by Investars, a ...
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Expert Networks Continue to Present Compliance Challenges

02/17/2020
The following is a guest article by Susan Mathews, Principal & Founder of Madigail Consulting, LLC a securities compliance consultant providing research and ethics compliance, training and external CCO services ...
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Alternative Data, It’s Not Just For Hedge Funds Any More

02/10/2020
The following is a guest article by Jeff West, the founder of StreetFeeds, a leading provider of product development, licensing, and distribution services to the financial market data industry (www.streetfeeds.com).  ...

Sanders Named Global Head of Liquidnet’s New Investment Analytics Division

02/03/2020
Liquidnet, the New York-based institutional trading network, recently announced the appointment of Vicky Sanders as Global Head of Investment Analytics.  The new business will run alongside Liquidnet’s existing equity execution ...
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Can Asset Managers Not Subject to MiFID II Use Cash to Pay for US Research?

01/27/2020
On November 4, 2019, the SEC extended its “no-action” relief permitting US broker-dealers to accept cash payments for its research from asset managers who are subject to MiFID II until ...

Nucleus195 Partners with Video & Live Streaming Provider

01/20/2020
Stamford, CT based research aggregator Nucleus195 recently announced that it has partnered with technology provider Blingby to add video and live streaming capabilities to enhance research, investor roadshows, investor announcements, ...
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Seeking Alpha’s Research Marketplace Shows Clear Signs of Success

01/13/2020
Seeking Alpha recently announced that its Investor Marketplace has eclipsed $10 mln in annual revenue from the provision of independent research subscriptions to investors.  This makes Seeking Alpha one of ...
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Banks’ Share of Conferences Increased in 2019 As Overall Sponsorship Fell

01/07/2020
Investment banks reduced the number of conferences they sponsored by 4% in 2019 yet gained share as the overall number of conferences dropped 11%, according to data supplied by investor ...
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Wall Street Layoffs Surge in December

01/06/2020
Layoffs on Wall Street surged 166% in December, while hiring rose modestly reflecting continued anxiety among bank executives in response to historically low interest rates, limited IPO activity, weak commission ...
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