Browsing: ResearchWatch


Summary of Latest MiFID II Research Payment Rules

The following summary of the research rules contained in the latest MiFID II draft is provided by Nicholas Dray, Manager of Independent Research & Commission Management at Marex Spectron, a ...

The Rapidly Changing Australian CSA Market

The following is a guest article from Clare Witts, ITG’s Head of Commission Management Services, Asia Pacific. The recent decision by the Commonwealth Bank of Australia to close its institutional ...

Mitsubishi UFJ launches US equity research

Recently, Mitsubishi UFJ Securities started publishing equity research on US stocks for the first time with a focus on the energy, real estate investment trust, and technology sectors.  The firm’s ...

Bloomberg Sponsoring Roundtable on MiFID & Independent Research

Bloomberg is sponsoring a seminar in London focusing on how new unbundling regulation will impact the independent research industry. Mifid II: Spotlight on Independent Research will be held in Bloomberg’s London ...

8 Tips to Win Over Information Sources (Part 1 of 2)

This post’s title purposely has some resemblance to the title of Dale Carnegie’s famous book, How to Win Friends and Influence People, which has sold 15 million copies since being written ...

Broker Vote Poised For Change

The following is a guest article from Caspar Luard, who heads sales and marketing for MeetMax and EasyBrokerVote. I provide these comments as a long-time observer of the broker voting process. ...

Research Increasingly Reliant on Investment Banking

Equity research is increasingly being subsidized by investment banking and wealth management, as commissions flows have been shrinking since the financial crisis. Data compiled by Coalition cited in a Financial Times ...

SEC Drops Insider Trading Case Against Ex-SAC Portfolio Manager

Last week the US Securities and Exchange Commission dropped its insider trading case against former SAC Capital portfolio manager Michael Steinberg following the Supreme Court’s refusal to hear the controversial ...

Ned Davis Partners To Create Investment Product

Ned Davis Research (NDR), an investment strategy subsidiary of Euromoney, announced a partnership with a money manager to launch investment product based on its research. Global View Capital Management, a Wisconsin-based ...

Review of Investment Research: The Next Big Thing

Last Thursday evening, more than 100 research professionals braved the torrential rain to attend a panel discussion co-sponsored by ANALEC and Integrity Research Associates titled Investment Research: The Next Big ...
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