Browsing: Compliance

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2019 Regulatory Review: Increasing Data Privacy Regulation Provides Tricky Environment for Alternative Data

01/03/2020
In contrast to the cool US reaction to MiFID II’s unbundling provisions, European privacy regulation is being replicated in the US at the state level with increasing likelihood of federal ...
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2019 Regulatory Review: MiFID II Rules Fail to Get Traction in US

01/01/2020
During 2019 there was a backlash against the research unbundling provisions in MiFID II as German and French regulators proposed reform and US regulators refused to adopt similar rules.  From ...
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US Senate Gets Serious About US Privacy Law

12/24/2019
A draft privacy bill by the Democratic ranking member of the Senate Commerce Committee prompted the Republican chairman of the committee to draft an alternative bill and hold hearings on ...

Some Hedge Funds Gains Access to BoE Briefings Seconds Ahead of Rivals

12/23/2019
Officials at the Bank of England (BoE) recently responded to an article in the Times revealing that a third-party supplier sold an audio backup of its online news conferences to ...

US Agencies Comment on Alternative Data Use in Credit Underwriting

12/16/2019
A few weeks ago, the Federal Reserve Board of Governors, Consumer Financial Protection Bureau, Federal Deposit Insurance Corporation, National Credit Union Administration and the Office of the Comptroller of the ...
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MiFID II Hinders Research Availability and Quality

12/04/2019
According to a survey recently published by Evercore ISI about the impact of MiFID II on the investment research landscape, more than 80% of the asset managers surveyed reported that ...
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Court Rebuffs LinkedIn’s Plea to Review Ruling Favoring Web Scraping

11/25/2019
In a closely followed case affecting the legality of web scraping, the Ninth Circuit Court of Appeals rejected LinkedIn’s request for a review of its decision allowing continued web scraping ...
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Goldman Focuses More on Equity Research

11/25/2019
Despite MiFID II, some news suggests that bulge bracket investment bank Goldman Sachs is planning to increase its focus on single stock research.  However, other data reveals less commitment to ...
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Sell-Side Innovation & Differentiation of the Research Product

11/18/2019
Last week, following a number of meetings in New York and London, we identified a number of ways that various investment banks are enhancing and differentiating their research products in ...
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LinkedIn Requests Review of Ruling Favoring Web Scraping

11/11/2019
LinkedIn is seeking to reopen a landmark case affecting the legality of web scraping after losing its appeal.  The move fuels concerns that the ruling favoring the scraping of public ...
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