Browsing: Compliance
Some Hedge Funds Gains Access to BoE Briefings Seconds Ahead of Rivals
12/23/2019
Officials at the Bank of England (BoE) recently responded to an article in the Times revealing that a third-party supplier sold an audio backup of its online news conferences to ...
US Agencies Comment on Alternative Data Use in Credit Underwriting
12/16/2019
A few weeks ago, the Federal Reserve Board of Governors, Consumer Financial Protection Bureau, Federal Deposit Insurance Corporation, National Credit Union Administration and the Office of the Comptroller of the ...
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MiFID II Hinders Research Availability and Quality
12/04/2019
According to a survey recently published by Evercore ISI about the impact of MiFID II on the investment research landscape, more than 80% of the asset managers surveyed reported that ...
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Court Rebuffs LinkedIn’s Plea to Review Ruling Favoring Web Scraping
11/25/2019
In a closely followed case affecting the legality of web scraping, the Ninth Circuit Court of Appeals rejected LinkedIn’s request for a review of its decision allowing continued web scraping ...
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Goldman Focuses More on Equity Research
11/25/2019
Despite MiFID II, some news suggests that bulge bracket investment bank Goldman Sachs is planning to increase its focus on single stock research. However, other data reveals less commitment to ...
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Sell-Side Innovation & Differentiation of the Research Product
11/18/2019
Last week, following a number of meetings in New York and London, we identified a number of ways that various investment banks are enhancing and differentiating their research products in ...
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LinkedIn Requests Review of Ruling Favoring Web Scraping
11/11/2019
LinkedIn is seeking to reopen a landmark case affecting the legality of web scraping after losing its appeal. The move fuels concerns that the ruling favoring the scraping of public ...
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SEC Kicks MiFID II Can Further Down the Road
11/05/2019
As expected, the US Securities and Exchange Commission extended its ‘no action’ relief, allowing asset managers subject to MiFID II to make cash payments to US brokers for an additional ...
MiFID II Impacts Research Coverage and Quality
10/21/2019
According to a recent survey conducted by UK-based consulting firm, Citigate Dewe Rogerson, over 52% of the UK investor relations professionals surveyed reported a decline in sell-side analyst coverage while ...
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Former Credit Suisse Equity Research Head Joins Redburn
09/30/2019
UK-based independent research firm, Redburn, recently added Steve East, the former head of EMEA equity research at Credit Suisse. Mr. East joins Redburn as head of sector research and will ...