Browsing: Soft Dollars

China Sell-Side Research Contracts after Commissions Cut and Soft Dollars Banned

According to articles from several news agencies, the brokerage industry in China is in the midst of a slowdown, a trend that is prompting many firms to slash both compensation ...

Is the SEC Asleep at the Switch Regarding Research Payments?

The following guest article was written by Robert Nowicki, a commission management consultant with more than twenty years of experience managing the global commission management divisions of major Wall Street ...

The SEC’s Enduring Rulemaking Masterpiece: The Argument for Soft Dollars in the US

The following guest article was written by Allan Goldstein, CEO Euronext Market Services, Managing Director Commcise Software, a leading technology provider for investment managers, investment research providers and broker dealers ...