Browsing: Buy Side

Squaring The Circle:  Commission Sharing Arrangements are the best payment method for U.S. investment research following the expiry of the SEC “No Action” Letter

04/15/2024
The following guest article was written by Francis Land, founder and principal at FHDL Consulting.  Francis has worked in equity capital markets for 29 years and specialises in research evaluation ...
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FCA Issues Consultation Paper on Research Payment Optionality

04/11/2024
Yesterday, the UK’s Financial Conduct Authority issued its long awaited CP24/7 on Payment Optionality for Investment Research recommending changes to the way UK asset managers can pay for investment research. ...
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AI Adoption Accelerates Among Asset Managers

04/02/2024
According to Boston-based Mercer Investments’ 2024 Global Manager Survey, more than 90% of all asset managers are either currently using artificial intelligence (AI) or are planning to use it in ...
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SEC Makes First Charges against Investment Advisers For AI Washing

03/26/2024
Last week, the Securities and Exchange Commission (SEC) announced that it had settled charges with two investment advisers, for making false and misleading statements about their use of artificial intelligence ...
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FCA Releases Wholesale Data Market Study – No Recommended Changes

03/06/2024
The Financial Conduct Authority (FCA), a conduct regulator for UK markets, recently released its findings surrounding wholesale data in the financial markets. Overall, the FCA concluded that asset managers and ...
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Where We Are in Generative AI Compliance – Part 2

02/13/2024
The following guest article was written by Dallán Ryan, Head of Content Strategy at Eagle Alpha, an alternative data aggregation platform that also provides supporting advisory services for data buyers ...
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Where We Are in Generative AI Compliance – Part 1

02/12/2024
The following guest article was written by Dallán Ryan, Head of Content Strategy at Eagle Alpha, an alternative data aggregation platform that also provides supporting advisory services for data buyers ...
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Wall Street Starts 2024 off with Negative Jobs Outlook

02/08/2024
Wall Street layoffs rose for the fourth consecutive month to hit 23,238 layoffs – the highest monthly layoff total since September 2018.  Hiring plans also remained weak in January as ...
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Hedge Fund AUM Surges Above $4tn Barrier to Begin 2024

01/24/2024
According to the recently released by HFR Global Hedge Fund Industry Report, total hedge fund assets increased for the fifth consecutive quarter in 4Q 2023, rising to an estimated $4.11 ...

Market Data Users Face Endless Cycle of Price Hikes

01/22/2024
UK-based research advisory firm, Substantive Research, recently released its latest study on the state of the market data industry in its Wholesale Data Markets White Paper.   The Latest Cycle of ...
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