Browsing: Hedge Funds
Another Week Brings Even More Insider Trading Cases
10/29/2012
New York, NY – Last week various federal authorities brought three more insider trading cases – one against a former employee of Raj Rajaratnam’s hedge fund, the second against a ...
Gupta and Rajaratnam Expect Big Developments This Week
10/23/2012
New York, NY – This week, former managing partner at McKinsey & Co. Rajat Gupta, and Galleon Group founder Raj Rajaratnam, are expected to receive important court decisions on their ...
SEC’s Love Letter to Hedge Funds
10/16/2012
This has been a hectic time for hedge fund compliance staff. First there were the registrations with the SEC as mandated by Dodd Frank and then there were new reporting ...
SAC’s Cohen in Crosshairs Again
10/08/2012
New York, NY – According to a recent article by Bloomberg News, former SAC Capital Advisors trader, Noah Freeman, told the Federal Bureau of Investigation that he and others at ...
More Hedge Funds Register Than Originally Expected
03/29/2012
Bloomberg reports that more hedge funds will register with the U.S. Securities and Exchange Commission than the SEC first predicted, expanding the reach of one of the most controversial requirements ...
Hedge Fund Outlook
01/24/2012
A key factor in our relatively sanguine outlook for independent research in 2012 is the state of the hedge fund industry. If hedge funds languish, it is unlikely the research ...
SEC “Kicks the Can Down the Road” with Hedge Fund Registration
07/11/2011
New York, NY – A few weeks ago, the Securities and Exchange Commission finalized rules requiring registration of most hedge fund managers with either their state or the SEC. The ...