Browsing: 5 Organization Type

Reflections from 2011 NIRI Annual Conference

06/20/2011
New York, NY – Last week, Integrity Research Associates had the opportunity to participate in the National Investor Relations Institute’s (NIRI) 2011 annual conference held in Orlando, FL.  While you ...

Lost in the Woods

06/16/2011
New York –Sino-Forest said this week that it will take two to three months for its internal review to be completed and to be able to address the allegations of ...

Broker Thyself

06/14/2011
A new report on European independent research suggests that independent research will offer more agency brokerage payment options.  We have seen agency brokers such as ITG and Instinet embracing independent ...

Goldman Pays $10 mln to Settle Massachusetts Trading Huddle Probe

06/13/2011
New York, NY – Culminating a two-year investigation by the Massachusetts Securities Division, last week Goldman Sachs agreed to pay a $10 mln fine and end the practice of conducting ...

Muddy Waters around Sino-Forest

06/09/2011
New York – A heated debate has developed after the release of a short-seller’s report that accuses Sino-Forest Corp of fraud.  Research firms express opposed views on the Chinese company ...

ITG Acquires Ross Smith

06/08/2011
New York – Investment Technology Group (ITG) has announced that it has acquired Ross Smith Energy Group (RSEG), for $38.5 million in cash. Ross Smith, which currently has 200 ...

Report Challenges Management Access

06/07/2011
A new report on European independent research argues that management access does not meet the European definition of research and should not be payable through commissions.  The report also suggests ...

Vertical Research Adds another Ranked Analyst

06/06/2011
Last week, independent research firm Vertical Research Partners announced that veteran Morgan Stanley analyst Robert Wertheimer will be joining the firm to cover the global machinery sector.  The hiring of ...

PGR Closes Offices

06/01/2011
New York – The NYTimes Dealbook reports that Primary Global Research has closed its offices, but says it is still open for business: The government’s widespread crackdown on insider trading on ...

Meeting the Regulators

05/31/2011
New York – Meetings with various staff at the Securities and Exchange Commission (SEC) last week indicated that research remains an important topic on the regulatory agenda despite the challenges ...
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