Browsing: Commissions
CSA Use Grows on Buy-Side
03/14/2011
New York, NY – According to a report recently published by Boston-based consulting firm the Tabb Group, three-quarters of all US buy-side firms currently use commission sharing agreements. In addition, ...
Lord Myners Bundles With Autonomous
02/22/2011
New York – Paul Myners, author of the Myners report which spurred the U.K.’s Financial Services Authority (FSA) to require greater commission transparency, joined London-based Autonomous Research LLP as chairman ...
How Much Longer?
02/15/2011
New York – The insider trading investigation entered a new phase in February as the focus shifted from suppliers of inside information, mainly centered on expert network Primary Global Research ...
SEC to Banks: Accept Payments Through CCAs
09/24/2010
New York – The U.S. Securities and Exchange Commission issued a letter clarifying that investment banks providing proprietary research can be paid through Client Commission Arrangements (CCAs). This innocuous letter ...
Fidelity Unbundles Research & Execution…Again
12/21/2005
Darien, CT – Following on the heels of its revolutionary deal with Lehman Brothers a few months ago, Boston-based mutual fund giant, Fidelity Investments, has reached its second research unbundling ...