Browsing: Securities and Exchange Commission

Ripping Shorts

New York—Short selling is difficult, expensive and unloved.  Now, some are accusing short selling of being rigged.   According to a recent article in Forbes, researchers at George Mason University have ...

Tale of Two Regulators

New York—Over the past week we’ve had the opportunity to hear regulatory staff from the U.S. Securities and Exchange Commission and the UK Financial Services Authority speak on their respective ...