Upcoming Event: The MiFID II Tsunami to Hit Investment Research


The European Commission recently issued a draft of pending regulation regarding asset manager payments for third-party investment research.  While this draft revealed some flexibility on getting client approval, there was no change in the language banning the use of client commissions to pay for sell-side and independent research. Though there is some chance for further revisions in the final rules, most analysts believe the new MiFID II regulations will completely sever the links between research and trading commissions.  The big question is how will this change impact your business?

On June 30th, Integrity Research, and investment technology firm ANALEC, will co-sponsor a unique panel discussion featuring four experts on the research industry to discuss the likely outcome of the MiFID II regulation; how this new regulation is likely to impact the sell-side, buy-side and independent research industries; the unintended consequences of this regulation; and what are the next steps for financial services and investment industry executives.

Panel Participants


Michael W. Mayhew, Chairman & Founder, Integrity Research Associates, LLC


Thomas Conigliaro, Managing Director Investment Services, Markit

Neal Scarth, Principal, Frost Consulting

Gerald T. Lins, MD & General Counsel, Voya Investment Management Co., LLC

Robert Fagin, Director of Research, Cowen & Company

Date/ Time

Tuesday, June 30th, 2015 from 6:00 pm to 8:00 pm (EDT)


New York Society of Security Analysts
1540 Broadway, #1010
New York, NY 10036


Click the following link to register for this exciting upcoming event.  Seating is limited.





About Author

Mike Mayhew is one of the leading experts on the investment research industry. In addition to founding Integrity Research, Mike is on the board of directors of Investorside Research Association, the non-profit trade association for the independent research industry, and a frequent speaker on research industry trends and developments. Mike has over thirty years of research industry experience. Email: Michael.Mayhew@integrity-research.com

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