Browsing: commission sharing agreement

Passing The Buck

New York—Yesterday the SEC issued draft guidance for directors of registered 40 Act funds relating to ‘soft dollar’ practices.  In the ‘sunshine’ meeting in which the commissioners discussed the proposed ...

The Taxman Cometh

Tax reform is taking the taxes off things that have been taxed in the past and putting taxes on things that haven’t been taxed before. –Art Buchwald New York—The search for ...